top of page

Reg A+ Offering 

What does TEN Associates offer?

We assist you through the whole capital raising process to achieve a successful Reg A+ offering. Our expertise integrates the necessary services so you can make your offering work efficiently for your company. 

 

How does Regulation A+ provide liquidity to investors and founders and long term investors?

 

For the investor, the degree of actual liquidity depends on the Issuer company's Reg A+ offering. If they list on the NASDAQ or NYSE then liquidity can be excellent. If they list on the OTCQB or the OTCQX, then the liquidity can be good to very good.

 

For the founders and long-term investors is that when a Tier 2 type Reg A+ completes its six-monthly reports of profits and losses and after reporting the annual US-GAAP audit, then for two weeks after the results are announced, insiders can sell their securities if they have passed their Rule 144 holding period (usually 12 months). Insiders (management and founders) and investors that own more than 10% of the stock in the company are restricted to selling less than 1% of the "Float" (the daily trading volume) per day.

Tier 1 - Raise up to $20M 

  • Anyone can invest worldwide

  • The company can publicly advertise

  • Financials required

  • Must satisfy Blue Sky laws in each US state that investors live in

  • No limit on investment amount by main street investors

Tier 2 - Raise up to $75M*

  • Anyone can invest, worldwide

  • The company can publicly advertise

  • No state registration required

  • Requires Audited Financials

  • Non-accredited investors are limited to 10% of income/net worth per year

List of services we provide 

  • Examples of service providers that we bring to you when needed; Attorney, Auditor, marketing agency, Transfer agent, broker-dealer, Underwriters

  • Advise and challenge the service providers to deliver maximum efficicency for your offering.

  • We train your staff on what is allowed in an offering and help you ensure compliance with the regulations.

  • Advise you and the marketing agency on how to do make marketing cost effective

  • Coordinating marketing efforts and methods

  • Project management assistance throughout the whole journey

  • Meetings as needed

For more information please contact (646) 208-1080

All the best,

Tom Nelson CEO

bottom of page